Regulatory Services

Navigate Complex Regulations with Confidence

RBI Compliance · SEBI Advisory · FEMA & Foreign Exchange · Cross-Border Transactions

Regulatory Consultation
REGULATORY COMPLIANCE

Expert Guidance on India's Regulatory Framework

India's regulatory landscape — governed by the Reserve Bank of India, SEBI, and the Foreign Exchange Management Act — is complex and constantly evolving. Non-compliance can attract severe penalties, adjudication proceedings, and reputational damage. KR Reddy & CO has specialist expertise in handling cross-border transactions, capital market compliances, and foreign exchange regulations.

OUR REGULATORY SERVICES

Specialised Regulatory Practice

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RBI Compliance

Assistance with NBFCs (registration, returns, prudential norms), payment aggregators, co-lending arrangements, and all periodic returns to RBI including Form A2, FORM-X, and regulatory filings.

F

FEMA Advisory

End-to-end advisory on Foreign Exchange Management Act including permissible capital account transactions, current account transactions, and remittance advisory for individuals and businesses.

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FDI / ODI Filings

FC-GPR, FC-TRS, LLP-I, LLP-II filings for inbound FDI. ODI filings (Form ODI) for Indian companies investing abroad. Compliance under the Automatic and Approval routes.

E

External Commercial Borrowings

ECB advisory under the master direction — eligibility, end-use restrictions, all-in-cost caps, Form ECB/ECB-2 filings, and hedging requirements.

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SEBI Compliance

SEBI LODR compliance for listed entities, PIT regulations, insider trading policy, secretarial audit (MR-3), and SEBI correspondence on disclosure matters.

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Compounding & Adjudication

Representation before RBI/ED for compounding of FEMA violations. Preparation of compounding applications, response to show cause notices, and personal hearings.

CROSS-BORDER EXPERTISE

Supporting India's Global Businesses

Startups with Foreign Investment: Valuation certificates (Rule 11UA/11UAA), ESOP structuring, convertible note compliance, and investor agreements review.

Indian Companies Going Global: ODI structuring, overseas branch/subsidiary setup, transfer pricing documentation, and country-by-country reporting (CbCR).

NRIs & Foreign Nationals: Repatriation of funds, PIO/OCI investment advisory, immovable property regulations, and DTAA planning.

Import-Export Businesses: IEC registration, advance authorisation, EPCG, foreign currency account advisory, and bank realisation certificate (BRC) assistance.

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